Privacy Policy

Financial Soundings' clients entrust us with personal financial data so that we can provide important financial services. We recognize that our relationship with our clients is based on trust and that we are expected to act responsibly and in our clients' best interests. Therefore, we hold ourselves to the highest standards in the safekeeping and use of personal and financial data.

Most importantly, this means that we do not sell client information to anyone.

We are committed to the following Privacy Principles:

We collect only the information necessary to deliver our services to our clients.

Financial Soundings collects only the personal and financial information necessary to serve our clients' financial needs, protect against fraud, and to fulfill legal and regulatory requirements. We collect information directly from our individual clients, and we may also collect information from third parties, such as our individual clients' employers. The personal information collected may include our clients' names and addresses, social security numbers or taxpayer identification numbers, assets, and income.

We establish safeguards to ensure the security and confidentiality of our clients' information.

Financial Soundings restricts access to personal client information to our employees who need it to do their job. Employees with access to personal information are required to strictly maintain the confidentiality of all client information.

Financial Soundings maintains physical, electronic and procedural safeguards to protect personal and financial information and we review and adjust these safeguards regularly in response to advances in technology.

We limit how, and with whom, we share client information.

Financial Soundings will not share client information with third parties, except when needed to perform services you have requested or to make you aware of financial services that we offer. Here are the details:

We may contract with nonaffiliated companies to perform services for us. Where necessary, we will disclose information we have about our clients to these third parties. In all such cases, we provide the third party with only the information necessary to carryout its assigned responsibilities and only for that purpose. And, we require these third parties to treat our clients' personal information with the same high degree of confidentiality that we do.

We will release personal client information if directed to do so by our clients, if we are compelled by law to do so, or in other legally limited circumstances (for example, to prevent fraud).

We maintain our clients' privacy even after they cease to be our client.

Financial Soundings maintains the confidentiality of any personal client information even after a client decides to stop using our services.

Financial Soundings reserves the right to modify this policy at any time, but if we do make changes, we will let our clients know promptly.